If you wish to be a Lead Plaintiff in a particular case, you must contact Berger Montague at least five business days in advance of this deadline. A Lead Plaintiff is a representative person or party appointed by the court who stands in for and acts on behalf of the other class members in the litigation. To appoint a Lead Plaintiff, a court must determine that the proposed Lead Plaintiff’s claims are typical of those of the other class members, and that the Lead Plaintiff will adequately represent the interests of the class as a whole. Under certain circumstances, more than one class member may serve as Lead Plaintiff. The Lead Plaintiff has control over the course and direction of the litigation.
As part of this duty, brokers are required to carefully analyze all trades and investments to determine whether such transactions are consistent with their customer’s investment goals, financial situation and ability to tolerate risk. suffered losses in Kiromic BioPharma stock spent many years defending national and regional brokerage firms, learning everything there was to know about the brokerage industry’s corporate culture and the methods used by broker-dealers to attack and eliminate customer claims. Most claimant-only lawyers today have no experience representing big brokerage firms, let alone the deep level of experience we bring to the table. We invite you to learn more about our Securities & Investor Protection Group.
In any case, going to arbitration is another way you can go about holding the liable party to account for their misconduct. There are a couple of different ways you can go about both punishing a reckless stockbroker and getting your money back after a serious stock loss. Yes, the statute of limitations, as per FINRA regulations, requires that victims of stock losses must submit a complaint to FINRA within six years of the date of the loss. If you did not discover the loss until a later date, it’s possible that this deadline could be extended, depending on the details of your case. Unfortunately, in most cases, if a claim is not filed before six years have passed, you will no longer be able to seek repayment of your losses through a FINRA arbitration complaint.
What Are My Rights as a Customer of a Financial Advisor?
Our stock loss attorneys will carefully scrutinize all trading activities, broker commissions and fees on your investment accounts. If we determine that churning or excessive activity has occurred, we will aggressively pursue your claim against the broker and brokerage firm. Our account churning attorneys will work to ensure that the broker is held accountable for the fraudulent actions and we will fight to recover any money that you may have lost as a result of the churning activities.
What Will My Attorney Do?
Types of Bonds/Fixed Income U.S. Treasury SecuritiesThe federal government issues U.S. They are considered to be among the safest investments an investor can make. This is because all Treasury securities are backed by the ” full faith and credit” of the U.S. government. StocksBuying shares of a company’s stock is a way to own a piece of that company. Stocks can be based on the company’s size, type, performance during market cycles and potential for short- and long-term growth.